Regulated and compliance-sensitive organisations
Stronger controls, documentation, risk management and assurance.
See who we serve: Regulated and compliance-sensitive organisations
Services
Audit, Assurance & Regulatory Readiness
We help organisations prepare for audits and regulatory engagement, and build the assurance activity that shows controls are working between them.
What this covers
- Audit preparation and coordination
- Support for internal audit activity
- Assurance mapping across regulatory and framework requirements
- Evidence packs and documentation review
- Monitoring of regulatory change and its impact
- Tracking of findings and remediation
- Preparation for engagement with regulators
- Improvement plans after an audit
How we work on this
The same five steps apply to every service, applied here to this work.
Assess
Establish what will be examined, by whom and against which requirements.
Identify
Identify weaknesses in evidence, ownership or control operation.
Design
Design an assurance plan and organise the documentation it needs.
Implement
Support your team through the audit or regulatory engagement.
Monitor & Improve
Track findings to closure and feed lessons back into your controls.
Who it's for
Professional services organisations
Protection for confidential information under growing regulatory obligation.
Related services
Governance, Risk & Compliance (GRC)
Governance frameworks, risk management and compliance programmes.
Technology Risk & IT Controls
Technology risk assessment and the IT controls that manage it.
SOC 2 & Controls Readiness
Preparing your controls and evidence for a SOC 2 assessment.
Discuss your audit and assurance requirements
Tell us what you are working towards and we will advise on where to start.